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ASX Clear (Futures) Operating Rules

 

OTC Operating Rules of ASX Clear (Futures) Pty Limited

Below you will find a list of sections which are available for download in PDF format. PDF documents require Adobe Acrobat Reader.

The sections are available to view only and cannot be printed.

The Rules are available as subscription services by contacting our Authorised Publisher, LexisNexis at customer.relations@lexisnexis.com.au or via phone on 1800 772 772

 


Guidance Notes

Below you will find a list of the Guidance Notes issued by ASX in relation to the ASX Clear (Futures) Operating Rules. They are available for download in PDF format. PDF documents require Adobe Acrobat Reader.

The sections are available to view only and cannot be printed.

The Rules are available as subscription services by contacting our Authorised Publisher, LexisNexis at customer.relations@lexisnexis.com.au or via phone on 1800 772 772.

  Guidance Note Date of last re-issue

1

Admission as a Participant

15/06/15

2

Resigning a Participation

27/02/15

3

Changes in Participation

not yet issued

4

Waivers and In-Principle Advice

27/02/15

5

Suspension and Termination of Participants

not yet issued

6

Privacy Matters

15/06/15

7

Client Agreements

not yet issued

8

Notification Obligations

15/06/15

9

Offshoring and Outsourcing

15/06/15

10 Business Continuity and Disaster Recovery

03/08/15