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ASX Settlement Operating Rules

 

Below you will find a list of the Guidance Notes issued by ASX in relation to the ASX Settlement Operating Rules. They are available for download in PDF format. PDF documents require Adobe Acrobat Reader.

The sections are available to view only and cannot be printed.

The Rules are available as subscription services by contacting our Authorised Publisher, LexisNexis at customer.relations@lexisnexis.com.au or via phone on 1800 772 772.

Guidance Note Date of last re-issue

1

Admission as a Participant

not yet issued

2

Resigning a Participation

12/03/14

3

Changes in Participation

not yet issued

4

Waivers and In-Principle Advice

05/08/13

5

Suspension and Termination of Participants

12/03/14

6

Privacy Matters

12/03/14

7

Client Agreements

not yet issued

8

Notification Obligations

12/03/14

9

Disaster Recovery Requirements

not yet issued

10

Management Requirements

not yet issued

 

 


Waivers

 

2014

2013

2012

2011

2010

2009

2008

2007

2006

2005