ASX Operating Rules

ASX Operating Rules regulate how trading may take place on ASX. Among other areas, the Rules cover:

  • How clients must be treated, e.g. that client orders must be entered into the market as soon as they are received, etc.
  • How a Broker must behave in order to maintain the integrity of the marketplace.
  • The types of orders that are allowed under specific circumstances, e.g. when a company is under takeover.

For more information see the ASX Operating Rules