ASTC Settlement Rules

Below you will find a list of sections which are available for download in PDF format. PDF documents require Adobe Acrobat Reader.

The sections are available to view only and cannot be printed.

The Rules are available as subscription services by contacting our Authorised Publisher, LexisNexis at customer.relations@lexisnexis.com.au or via phone on 1800 772 772.

Description
Section 1 Introduction and General Rules
Section 2 Definitions and Interpretation
Section 3 Functions, Powers, Rights and Obligations of ASTC
Section 4 Participation in The Settlement Facility
Section 5 Rights and Obligations of Issuers
Section 6 Rights and Obligations of Participants
Section 7 Participant Client Arrangements
Section 8 Holding Financial Products tn The Settlement Facility
Section 9 Transfers of Financial Products
Section 10 Batch Settlement
Section 11 Real Time Gross Settlement
Section 12 Supervision and Discipline
Section 13 Depository Interests in Chess
Section 14 Subpositions
Section 15 DvP Settlement of Allocations in Respect of Initial Public Offerings
Section 16 Communications with ASTC
Section 17 Transitional Arrangements
Appendix 1 - Scheduled Times
Appendix 2 - Demand Transfer Messages
Appendix 3 - Sponsorship Agreement
Appendix 4 - Participant Change Notice
Schedule 1
Schedule 2
ASTC Settlement Rule Procedures
ASTC Settlement Rules Guidance Notes
Cross Reference Tables