ASX Listing Rules - Guidance Notes

Below you will find a list of guidance notes which are available for download in PDF format. PDF documents require Adobe Acrobat Reader.

Chp GN Name of guidance note Date of re-issue
1 & 2 1 Applying for admission and quotation December 2006
1 2 Stapled securities September 2001
1 3 Co-operatives and mutual business entities September 2001
1 4 Foreign entities September 2007
1 5 CHESS Depository Interests (CDIs) March 2004
1 6 Trusts March 2002
1 7 US entities - Regulation S offerings on ASX March 2004
3 8 Continuous Disclosure: Listing Rule 3.1 June 2005
4 9 Disclosure of corporate governance practices: listing rule 4.10 September 2001
4 9A Corporate Governance - ASX Corporate Governance Council - Revised Corporate
Governance Principles and Recommendations		 December 2007
4 10 Review of operations and activities: listing rule 4.10.17 March 2003
9 11 Restricted securities and Voluntary Escrow March 2002
11 12 Changes to activities: listing rules 11.1, 11.2 and 11.3 March 2003
11 13 Disposal of a major asset involving an entity to be listed: listing rule 11.4 September 2001
15 14 Company announcements platform May 2008
16 15 ASX Schedule of Listing Fees July 2008
17 16 Trading Halts March 2004
17 ASX Issuers July 2007
18 Market codes and trading procedures March 2004
19 Non-business days and non-trading days

Discontinued
(Last issued
Dec 2004)

20 ASX Online May 2008
21 Appeals March 2008
3 22 Director Disclosure of Interests and Transactions in Securities - Obligations of Listed Entities March 2002
 4 23 Appendix 4c March 2002
10  24  Acquisition and disposal of assets between related parties: Listing Rule 10.1 - 10.10  June 2005 
19 25 Exercise of Discretions December 2006

Qualifications

ASX issues Guidance Notes to promote commercial certainty, reduce costs to business and assist market participants, and is available to discuss any questions you have in relation to a Guidance Note. Contact the Manager, Companies at the home branch of the entity. For entities seeking admission to the official list, contact the office in the State where the main administrative functions of the entity are located.

ASX may replace Guidance Notes at any time. Entities should contact ASX to ensure they have the latest version of a Guidance Note. As a Guidance Note is only a guide to ASX policy and practice, entities are advised to contact ASX to discuss their particular circumstances and the application of the Listing Rules. ASX cannot give legal advice to entities and recommends that they consider taking advice from a qualified professional person.