ASX Compliance

ASX Compliance is a separate division within ASX that is responsible for overseeing compliance by listed entities with the ASX listing rules and by participants with the operating rules of the various markets and clearing and settlement facilities operated by the ASX Group. It has delegated authority to make certain compliance and enforcement decisions on behalf of the ASX Group licensees.

Kevin Lewis, Group Executive and Chief Compliance Officer, heads the ASX Compliance function.

ASX Compliance is divided into three functional units: