Compliance activity reporting

To enhance transparency and assist stakeholders to understand how ASX interprets and applies its Listing Rules and Operating Rules, ASX Compliance publishes on a regular basis information on its compliance activity.

Listings Compliance quarterly report

Declined listing and waiver applications (up to June 2019)

ASX Compliance enforcement activity in relation to the ASX Operating Rules

Reports highlighting potential areas of concern for ASX and of ASX's enforcement activities in those areas are available here.