ASX Clear (Futures) Operating Rules
Futures Operating Rules of ASX Clear (Futures) Pty Limited
Below you will find a list of sections which are available for download in PDF format. PDF documents require Adobe Acrobat Reader.
The sections are available to view only and cannot be printed.
The Rules are available as subscription services by contacting our Authorised Publisher, LexisNexis at customer.relations@lexisnexis.com.au or via phone on 1800 772 772
- Part 1 – Definitions
- Part 2 – General
- Part 3 – Registration of Market Contracts & Obligations of ASX Clear (Futures)
- Part 4 – Accounts and Daily Settlement
- Part 5 – Options
- Part 6 – Mandatory Cash Settlement and Delivery Procedures
- Part 7 – Procedures on a Default
- Part 7a – Termination with respect to ASX Clear (Futures)
- Part 8 – Emergency Situations and Force Majeure
- Part 9 – Miscellaneous Provisions
- Part 10 – Client Protection Model Provisions
- Part 11– Security Interest Provisions
- Schedules to the Rules of ASX Clear (Futures)
- Procedures Determinations and Practice Notes
OTC Operating Rules of ASX Clear (Futures) Pty Limited
Below you will find a list of sections which are available for download in PDF format. PDF documents require Adobe Acrobat Reader.
The sections are available to view only and cannot be printed.
The Rules are available as subscription services by contacting our Authorised Publisher, LexisNexis at customer.relations@lexisnexis.com.au or via phone on 1800 772 772
Guidance Notes
Below you will find a list of the Guidance Notes issued by ASX in relation to the ASX Clear (Futures) Operating Rules. They are available for download in PDF format. PDF documents require Adobe Acrobat Reader.
The sections are available to view only and cannot be printed.
The Rules are available as subscription services by contacting our Authorised Publisher, LexisNexis at customer.relations@lexisnexis.com.au or via phone on 1800 772 772.
Guidance Note | Date of last re-issue | |
---|---|---|
1 |
Admission as a Participant |
05/08/19 |
2 |
Resigning a Participation |
16/10/15 |
3 |
Changes in Participation |
not yet issued |
4 |
Waivers and In-Principle Advice |
27/02/15 |
5 |
Suspension and Termination of Participants |
31/03/17 |
6 |
Privacy Matters |
15/06/15 |
7 |
Client Agreements |
not yet issued |
8 |
Notification Obligations |
31/01/19 |
9 |
Offshoring and Outsourcing |
15/06/15 |
10 | Business Continuity and Disaster Recovery |
05/08/19 |
Waivers
2019
- October 16-31
- October 1-15
- September 16-30
- September 1-15
- August 16-31
- August 1-15
- July 16-31
- July 1-15
- June 16-30
- June 1-15
- May 16-31
- May 1-15
- April 16-30
- April 1-15
- March 16-31
- March 1-15
- February 16-28
- February 1-15
- January 16-31
- January 1-15
2018
- December 16-31
- December 1-15
- November 16-30
- November 1-15
- October 16-31
- October 1-15
- September 16-30
- September 1-15
- August 16-31
- August 1-15
- July 16-31
- July 1-15
- June 16-30
- June 1-15
- May 16-31
- May 1-15
- April 16-30
- April 1-15
- March 16-31
- March 1-15
- February 16-28
- February 1-15
- January 16-31
- January 1-15
2017
- December 16-31
- December 1-15
- November 16-30
- November 1-15
- October 16-31
- October 1-15
- September 16-30
- September 1-15
- August 16-31
- August 1-15
- July 16-31
- July 1-15
- June 16-30
- June 1-15
- May 16-31
- May 1-15
- April 16-30
- April 1-15
- March 16-31
- March 1-15
- February 16-28
- February 1-15
- January 16-31
- January 1-15
2016
- December 16-31
- December 1-15
- November 16-30
- November 1-15
- October 16-31
- October 1-15
- September 16-30
- September 1-15
- August 16-31
- August 1-15
- July 16-31
- July 1-15
- June 16-30
- June 1-15
- May 16-31
- May 1-15
- April 16-30
- April 1-15
- March 16-31
- March 1-15
- February 16-29
- February 1-15
- January 16-31
- January 1-15
2015
- December 16-31
- December 1-15
- November 16-30
- November 1-15
- October 16-31
- October 1-15
- September 16-30
- September 1-15
- August 16-31
- August 1-15
- July 16-31
- July 1-15
- June 16-30
- June 1-15
- May 16-31
- May 1-15
- April 16-30
- April 1-15
- March 16-31
- March 1-15
- February 16-28
- February 1-15
- January 16-31
- January 1-15
2014
- December 16-31
- December 1-15
- November 16-30
- November 1-15
- October 16-31
- October 1-15
- September 16-30
- September 1-15
- August 16-31
- August 1-15
- July 16-31
- July 1-15
- June 16-30
- June 1-15
- May 16-31
- May 1-15
- April 16-30
- April 01-15
- March 16-31
- March 01-15
- February 16-28
- February 01-15
- January 16-31
- January 01-15
2013
- December 16-31
- December 01-15
- November 16-30
- November 01-15
- October 16-31
- October 01-15
- September 16-30
- September 01-15
- August 16-31
- August 01-15
- July 16-31
- July 01-15
- June 16-30
- June 01-15
- May 16-31
- May 01-15
- April 16-30
- April 01-15
- March 16-31
- March 01-15
- February 16-28
- February 01-15
- January 16-31
- January 01-15
2012
- December 16-31
- December 01-15
- November 16-30
- November 01-15
- October 16-31
- October 01-15
- September 16-30
- September 01-15
- August 16-31
- August 01-15
- July 16-31
- July 01-15
- June 16-30
- June 01-15
- May 16-31
- May 01-15
- April 16-30
- April 01-15
- March 16-31
- March 01-15
- February 16-29
- February 01-15
- January 16-31
- January 01-15