ASX Financial Adviser Workshop

Invest in your professional future

 

The ASX Financial Adviser Workshop connects you with industry experts who will offer insights on key trends to assist you to run your practice and give you valuable tools to use with your clients to maximise their income and keep ahead of the next phase of investment growth.

 

You will earn up to 3.25 FPA CPD hours by attending this event.

 

 

Select your city |

Date

Thursday 13 June 2019

8:30am - Registrations

8:45am to 12:30pm - Presentations

Location

Melbourne Convention & Exhibition Centre

Meeting Room 220 , 1 Convention Centre Place , South Wharf, VIC 3000

Get directions

Ticket price

Free admission

 

 

 

 

 

 

Live Streaming Registration

 

Companies

ASX operates at the heart of Australia’s financial markets. We are a fully integrated exchange across multiple asset classes, including access to domestic and international equities, fixed income, infrastructure and property products through listed, traded and post-trade structures. Enabling our retail, SMSF Trustee and financial planning clients a simple and cost-effective way to build diversified investment portfolios.

Firetrail is an investment management boutique specialising in high conviction, active equities investing. The firm is majority owned by investment staff, who co-invest alongside clients. Firetrail manages in excess of $3.6bn in assets across institutional, advised and direct clients globally.

Westoz Investment Company Limited (WIC.ASX) is a listed investment company based in Perth and established in 2005. The Company’s objective is to generate a positive return over the medium to long-term, regardless of the movements of the broader share market, from an actively managed portfolio of small to mid cap ASX listed investments and provide shareholders with a consistent stream of dividends.

Fidelity International provides world class investment solutions and retirement expertise to institutions, individuals and their advisers

Founded in 1994, Platinum is a global equities manager. A true active manager, we build portfolios one company at a time via quantitative analysis and fundamental research. Our portfolios tend to give investors very different exposure to that offered by market indices or index-tracking funds.

With a range of products, insights and tools for investors at every stage, nabtrade can give you the confidence to find your next investment opportunity.

ActiveX is a series of actively-managed exchange traded funds featuring some of Australia’s most successful boutique investment managers. ActiveX was created by Fidante Partners with the aim of providing investors with easier access to the extensive investment expertise of our boutique managers.

Legg Mason is one of the world’s largest investment management groups and comprises nine independent investment managers with differentiated expertise across the full spectrum of asset classes. Martin Currie are active equity specialists, crafting high conviction portfolios and have been part of the Legg Mason group since 2014.

Shaw and Partners is one of Australia’s preeminent investment and wealth management firms. With a national presence and $16 billion of assets under advice, Shaw and Partners offers the intimacy of a boutique investment firm with the resources and scale of a major financial group.

For four decades, State Street Global Advisors has served the world’s governments, institutions and financial advisors. With a rigorous, risk-aware approach built on research, analysis and market-tested experience, we build from a breadth of active and index strategies to create cost-effective solutions. As stewards, we help portfolio companies see that what is fair for people and sustainable for the planet can deliver long-term performance. And, as pioneers in index, ETF, and ESG investing, we are always inventing new ways to invest. As a result, we have become the world’s third largest asset manager with US $2.51 trillion* under our care.

*AUM reflects approximately $32.45 billion (as of December 31, 2018), with respect to which State Street Global Advisors Funds Distributors, LLC (SSGA FD) serves as marketing agent; SSGA FD and State Street Global Advisors are affiliated.

The SMSF Association is the independent, professional body representing Australia’s SMSF sector. As the peak body representing the sector, the Association has the vital role of continually improving the quality of advisors, the knowledge of trustees and the credibility of a vibrant SMSF community.

Adviser Ratings puts the entire world of financial advisers and online advice tools at your finger tips making it easy to find the right kind of advice to suit you and your circumstances. It is an easy to use and transparent online platform which empowers customers and provides a valuable independent mechanism of consumer feedback for the industry.

Speakers

Oran D'Arcy

 

Introduction & ASX Update
Oran D'Arcy

Oran has 15 years financial markets experience across Europe and Australia. As National Business Development Manager for ASX Investments Products his role focuses on the sales and distribution of the ASX Investment products suite and product optimisation strategies. Prior to ASX Oran worked at Citibank, Merrill Lynch and Macquarie Funds Group, holding roles within investment services, securities lending and fixed income trading functions.

National Business Development Manager, Investment Products
ASX
Kyle Macintyre

 

Top investment insights for the new financial year
Kyle Macintyre

Kyle is an Investment Specialist at Firetrail. His primary responsibility is providing investment & portfolio insights to professional investors. Kyle is also a member of the Firetrail Investment & Management Committees. He is an MBA graduate with over 8 years relevant experience.

Investment Specialist
Firetrail
Dermot Woods

 

Top investment insights for the new financial year
Dermot Woods

Dermot is responsible for sourcing, analysing and implementing investment ideas. He is a member of the Manager’s Investment Committee. Mr Woods has over fifteen years of investment experience in international equity markets as an equity analyst and a portfolio manager.

Executive Director
Westoz Funds Management
Anthony Doyle

 

Top investment insights for the new financial year
Anthony Doyle

Anthony has over 16 years’ experience in global financial markets, working for some of the largest asset management firms in Australia, Europe, and the United Kingdom. In his current role, Anthony helps to position Fidelity’s broad investment capabilities, strategy, market views and performance to clients.

Investment Specialist
Fidelity International
Julian McCormack

 

Top investment insights for the new financial year
Julian McCormack

Julian joined Platinum in 2001, but he quit in 2002 to travel the world. He was then at Credit Suisse for 8 years in metals & mining, before founding a company in minerals exploration. He re-joined in 2014 and works to help clients stay informed, and with the basic industries analytical team.

Investment Specialist
Platinum Asset Management
Gemma Dale

 

Top investment insights for the new financial year
Gemma Dale

Gemma is a recognised expert in SMSF and superannuation topics, and regularly discusses investment trends and investor behaviour in the media, including Sky Business, the Australian Financial Review and The Australian. Prior to her current role Gemma was Head of SMSF Solutions at nab, and Head of Technical Services at MLC, where she managed a team of specialists in superannuation, tax, social security and financial advice.

Director, SMSF and Investor Behaviour
nabtrade
Gopi Karunakaran

 

Investing for Income
Gopi Karunakaran

Gopi focuses on relative value fixed income strategies. He has 19 years of experience across global financial markets, including the full spectrum of global fixed income, as well as broader macro relative value investing across equity, FX and derivative market

Portfolio Manager
Ardea Investment Management
Will Baylis

 

Investing for Income
Will Baylis

Will joined Martin Currie Australia in July 2013. Prior to this Will worked for 16 years at Deutsche Bank in various roles including head of Australian equity sales and account management, and head of the Melbourne equities desk. Will also worked at ANZ (McCaughan) Securities for eight years as head of the equities desk.

Portfolio Manager
Martin Currie
Andrew Chambers

 

Investing for Income
Andrew Chambers

Andrew joined Martin Currie Australia in November 2011 after six years as the lead infrastructure and utilities analyst with Austock Securities. Andrew also gained significant experience in project finance and credit analysis as an associate director at Société Générale. Prior to this he worked as a senior accountant with KPMG.

Portfolio Manager
Martin Currie
Daniel Fitzgerald

 

Investing for Income
Daniel Fitzgerald

Daniel joined Martin Currie Australia in July 2015 as a research analyst for Asia Pacific real income and became portfolio manager in 2017. Daniel has previously worked at Martin Currie Australia as an associate analyst from 2000–2003 before moving to Dublin with Investors Group. He was then head of research at Global Value Investors in Sydney.

Portfolio Manager
Martin Currie
Cameron Duncan

 

Investing for Income
Cameron Duncan

Cameron advises and implements Income Strategies across debt, equity and hybrid securities. Cameron is the Co-Model Manager of the Hybrid Income, Goals Based and Debt Securities portfolio. Prior to joining Shaw and Partners, Cameron spent over 30 years in senior roles across Financial Markets and Investment Management.

Co-Head, Income Strategies
Shaw and Partners
Steve Anagnos

 

Investing for Income
Steve Anagnos

Steve has worked in the financial services industry for over 25 year and joined Shaw and Partners in July 2015. . In his role, Steve advises and implements Income Strategies across debt, equity and hybrid securities. Steve is the Co-Model Manager of the Hybrid Income, Goals Based and Debt Securities portfolio.

Co-Head, Income Strategies
Shaw and Partners
Anastasia Anagnostakos

 

Investing for Income
Anastasia Anagnostakos

Anastasia has over 9 years financial markets experience across the UK, Europe and Australia. Prior to her role at ASX, Anastasia was an experienced Equities analyst and securities dealer, working for Equity Trustees and a boutique asset manager with a focus on high-net worth individuals and family office.

Business Development Manager, Investment Products
ASX
Meaghan Victor

 

Trends in managed accounts
Meaghan Victor

Meaghan is responsible for leading, managing and developing our SPDR ETF business in Australia and Singapore and developing solutions for our clients across sales, marketing, capital markets, product and infrastructure. Meaghan is also responsible for developing strategies to drive sales of our SPDR ETFs across our key client segments: Institutional Asset Owners, Institutional Asset Managers and Financial Intermediaries.

Head of SPDR ETFs – Australia & Singapore
State Street Global Advisors
Peter Hogan

 

Latest SMSF industry update
Peter Hogan

Peter Hogan is one of Australia’s foremost SMSF specialists. A lawyer by training, he started at the ATO before joining some of Australia’s largest financial institutions to work in key super, investment & tax roles.

Head of Education and Technical
SMSF Association
Mark Hoven

 

What’s keeping the Advice industry awake at night?
Mark Hoven

Mark joined the Adviser Rating team in November 2017 as CEO Wealth. Mark has worked in the Wealth industry for the last 20 years in investment research, ratings and data-analytic businesses following an earlier career as a petroleum engineer at Exxon. He spent 10 years with Standard & Poor's, establishing and growing a start-up fund research business to top 2 in Australia before running the global business based in London.

CEO Wealth
Adviser Ratings

 

* Presenters may vary across each event, see agenda below for presenting companies

Agenda

Timings

Description

Presenting companies

8:30am - 8:45am Registration
8:45am - 9:00am Introduction to ASX
This introduction covers why ASX is more than shares and provides an overview of the growth in ASX listed investment products and how advisers are using a range of ASX listed structures to provide efficient access to asset classes helping deliver diversification to SMSF trustee and investor portfolios.
ASX
9:00am - 10:00am Top investment insights for the new financial year
This panel brings together three experts from Global and Australian equities to share with you how they build an investment thesis by sharing their top stock pick for next 12 months and debate what will impact markets over the year ahead.
Moderator
  • nabtrade

Panel
  • Fidelity
  • Platinum
  • Firetrail
10:00am - 10:30am Investing for income
Inflows into fixed income and equity income strategies have been at all-time highs across ASX investment products. This panel session will bring together a fixed income manager and equity income manager to discuss the outlook for their particular asset classes, how they are currently positioning their portfolios and key considerations for advisers and investors when deciding on their income strategy.
Moderator
  • Shaw and Partners

Panel
  • Martin Currie
  • Ardea Investment Management
10:30am - 11:00am Morning tea
11:00am - 11:30am Trends in managed accounts
With the continued popularity of managed accounts within the industry, hear the latest insights from the State Street Global Advisors SPDR ETFs / Investment Trends 2019 Managed Accounts Report and understand how and why advisers are adding value for clients and increasing efficiency.
State Street Global Advisors
11:30am - 12:00pm Latest SMSF industry update
Get the latest update on the SMSF legislative and regulatory environment, educational standards and what the changing political environment could mean for SMSFs and advisers going forward.
SMSF Association
12:00pm - 12:30pm Adviser Ratings industry insight - what next for financial advisers
In the backdrop of increasing compliance, reforms with respect to vertical integration and scrutiny in the financial advice sector, Adviser Ratings will share the key trends they are observing, including - consumer adoption of financial advice and how advisers are positioning their practices and service offerings.
Adviser Ratings
12:30pm Event concludes

Videos

 

Introduction to ASX

 

Mark Hoven, Adviser Ratings

 

Ted Richards, SixPark

 

Mark Oliver, Macquarie

 

Elect Quilliam, Invesco Consulting

 

Craig Lazzara, S∓P

 

James Kingston, BlackRock

 

Peter Hogan, SMSF Association