ETP Updates

ETP Updates are email alerts sent to AQUA product issuers to advise of market developments and to provide guidance on compliance, operational and general issues.  To be added to the ETP Updates subscription list, please email investmentproducts@asx.com.au.

Past editions are available below:

Date Released Content
July 2019
June 2019
  • ASX Operating Rules - Schedule 10 (Warrants) and 10A (AQUA Products) Amendments
February 2019
  • New AQUA Product Application Forms and Checklist for ETFs, ETMFs and Structured Products
  • Application of ASX Operating Rule Schedule 10A.3.3(c) - London Stock Exchange Group added as a member of WFE
August 2018
  • ASIC Report 583: Review of exchange traded products
July 2018
  • Updates to Legal Certification and Legal Supporting Analysis for applications to admit an exchange traded product under the AQUA rules
  • Price sensitivity and cross release indication of announcements lodged on ASX online - anticipated go-live date
May 2018
March 2018
  • Cryptocurrency listings and announcements
  • Price sensitivity and cross release indication of announcements lodged on ASX Online - Update on the proposed change in ASX process
  • ISIN Standardisation project implementation - freeing up more ASX Codes
January 2018
  • ASIC Information Sheet (INFO 230): Exchange Traded Products - Admission Guidelines
  • De-Minimis threshold with respect to the "look-through approach" for AQUA Products
  • Implementation date for new ISO Financial Instrument Identifiers and changes to International Securities Identification Numbers (ISIN)
October 2017
  • Units on Issue Disclosure
  • Declaration of Special Distribution
  • Inclusion of Indices in ASX Operating Rules Procedure 10A.3.3
  • New ISO Financial Instrument Identifiers and changes to International Securities Identification Numbers (ISIN)
August 2017
  • Change to timing of Issuer fees