ETP Updates

ETP Updates are email alerts sent to AQUA product issuers to advise of market developments and to provide guidance on compliance, operational and general issues.  To be added to the ETP Updates subscription list, please email investmentproducts@asx.com.au.

Past editions are available below:

Date Released Content
January 2018

Summary:

  • ASIC Information Sheet (INFO 230): Exchange Traded Products - Admission Guidelines
  • De-Minimis threshold with respect to the "look-through approach" for AQUA Products
  • Implementation date for new ISO Financial Instrument Identifiers and changes to International Securities Identification Numbers (ISIN)
October 2017

Summary:

  • Units on Issue Disclosure
  • Declaration of Special Distribution
  • Inclusion of Indices in ASX Operating Rules Procedure 10A.3.3
  • New ISO Financial Instrument Identifiers and changes to International Securities Identification Numbers (ISIN)
August 2017

Summary:

  • Change to timing of Issuer fees