ASX quarterly enforcement circulars

View ASX's quarterly summaries of its enforcement activities against participants

2025

Name	Size
Quarterly compliance circular - Q1 and Q2 2025	105KB
Quarterly compliance circular - Q3 2025	147KB

2024

Name	Size
Quarterly compliance circular - Q1 2024	460KB
Quarterly compliance circular - Q2 2024	447KB
Quarterly compliance circular - Q3 2024	430KB
Quarterly compliance circular - Q4 2024	324KB

2023

Name	Size
Quarterly Compliance Circular - Q1 2023	437KB
Quarterly Compliance Circular - Q2 2023	429KB
Quarterly Compliance Circular - Q3 2023	590KB
Quarterly Compliance Circular - Q4 2023	468KB

2022

Name	Size
Quarterly Enforcement Circular - Q1 2022	138KB
Quarterly Enforcement Circular - Q2 2022	146KB
Quarterly Enforcement Circular - Q3 2022	560KB
Quarterly Enforcement Circular - Q4 2022	483KB

2021

Name	Size
Quarterly Enforcement Circular - Q1 2021	238KB
Quarterly Enforcement Circular - Q2 2021	160KB
Quarterly enforcement circular - Q3 2021	236KB
Quarterly Enforcement Circular - Q4 2021	160KB

2020

Name	Size
Quarterly Enforcement Circular - Q1 2020	236KB
Quarterly Enforcement Circular - Q2 2020	231KB
Quarterly Enforcement Circular - Q3 2020	231KB
Quarterly Enforcement Circular - Q4 2020	237KB

2019

Name	Size
Quarterly Enforcement Circular - Q1 2019	154KB
Quarterly Enforcement Circular - Q2 2019	146KB
Quarterly Enforcement Circular - Q3 2019	124KB
Quarterly Enforcement Circular - Q4 2019	215KB

2018

Name	Size
Quarterly Enforcement Circular - Q1 2018	216KB
Quarterly Enforcement Circular - Q2 2018	228KB
Quarterly Enforcement Circular - Q3 2018	238KB
Quarterly Enforcement Circular - Q4 2018	183KB

2017

Name	Size
Quarterly Enforcement Circular - Q1 2018	216KB
Quarterly Enforcement Circular - Q2 2018	228KB
Quarterly Enforcement Circular - Q3 2018	238KB
Quarterly Enforcement Circular - Q4 2018	183KB

2016

Name	Size
Quarterly Enforcement Circular - Q1 2017	239KB
Quarterly Enforcement Circular - Q2 2017	224KB
Quarterly Enforcement Circular - Q3 2017	229KB
Quarterly Enforcement Circular - Q4 2017	238KB

2015

Name	Size
Quarterly Enforcement Circular - Q1 2016	329KB
Quarterly Enforcement Circular - Q2 2016	430KB
Quarterly Enforcement Circular - Q3 2015	353KB
Quarterly Enforcement Circular - Q4 2015	202KB

2014

Name	Size
Quarterly Enforcement Circular - Q1 2015	78KB
Quarterly Enforcement Circular - Q2 2015	182KB
Quarterly Enforcement Circular - Q3 2014	76KB
Quarterly Enforcement Circular - Q4 2014	73KB

2013

Name	Size
Quarterly Enforcement Circular - Q1 2014	126KB
Quarterly Enforcement Circular - Q2 2014	80KB
Quarterly Enforcement Circular - Q3 2013	795KB
Quarterly Enforcement Circular - Q4 2013	369KB

2012

Name	Size
Quarterly Enforcement Circular - Q1 2013	788KB
Quarterly Enforcement Circular - Q2 2013	778KB
Quarterly Enforcement Circular - Q3 2012	851KB
Quarterly Enforcement Circular - Q4 2012	662KB