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ASX Operating Rules

  1. ASX regulatory framework
  2. Rules, guidance notes and waivers

Below you will find a list of sections which are available for download in PDF format. PDF documents require Adobe Acrobat Reader.

The sections are available to view only and cannot be printed.

The Rules are available as subscription services by contacting our Authorised Publisher, LexisNexis at customer.relations@lexisnexis.com.au or via phone on 1800 772 772.

Description
Section 01 - Access to the Market
Section 02 - Products
Section 03 - Trading Rules
Section 04 - Execution, Quote Display and Reporting Services
Section 05 - Monitoring Conduct and Enforcing Compliance
Section 06 - General Rules
Section 07 - Definitions and Interpretation
Section 08 - Transitional Provisions - Deleted 15/06/15
ASX Operating Rules Schedules
ASX Operating Rules Procedures
ASX Operating Rules Procedures Appendices
Name
01. Admission as a Participant
02. Resigning a Participation
04. Waivers and In-Principle Advice
05. Suspension and Termination of Participants
06. Privacy Matters
08. Notification Obligations
09. Offshoring and Outsourcing
10. Maintenance of a fair, orderly and transparent market
11. Obligations on the Expiry of a Warrant
12. Warrants and AQUA product liquidity requirements
13. Maintenance of an Orderly Market when Closing Out Settlement Failures
14. Maintenance of an Orderly Market when Executing Index Arbitrage Orders
15. ASX Managed Fund Settlement Service (mFund)
16. Removal of AQUA Products from Trading Status
17. AQUA Product Labels and Naming Considerations

All

Warrant & AQUA Product Issuer