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ASX Clear Operating Rules

Below you will find a list of sections which are available for download in PDF format. PDF documents require Adobe Acrobat Reader.

The sections are available to view only and cannot be printed.

The Rules are also available as subscription services by contacting our Authorised Publisher, LexisNexis at customer.relations@lexisnexis.com.au or phone 180 0772 772.

Description
Section 1 Introduction and General Rules
Section 2 Definitions and Interpretation
Section 3 Participation in the Clearing Facility
Section 4 Rights and Obligations of Participants
Section 5 Risk Management Capital Requirements
Section 6 Communications with ASX Clear
Section 7 Client Requirements
Section 8 Clearing Fund Contributions and Priority of Application of Clearing Assets
Section 9 Third Party Clearing and Settlement Arrangements
Section 10 Accounts
Section 11 Derivatives Market Contracts - Allocation, Price Averaging and Designation
Section 12 Registration, Novation, Netting and Settlement
Section 13 Derivatives CCP Contracts - Transfers Close Outs and Adjustments
Section 14 Risk Management
Section 15 Default
Section 16 State of Emergency, Undesirable Practices and Impossibility of Performance
Section 17 ASX Clear Termination of Derivatives CCP Contracts
Section 18 Disputes and Complaints
Section 19 Compliance, Enforcement Actions and Appeals
Section 20 Settlement of Derivatives CCP Contracts
Section 21 Settlement of Deliverable Futures CCP Contract over Underlying Commodities - Deleted 19/02/24
Section 22 Transitional Arrangements for Existing ASX Participating Organisations (Cash Market Transactions) - Deleted 23/07/18
Section 23 Transitional Arrangements for Existing ASX Participating Organisations (Derivatives) 
- Deleted 23/07/18`
Schedule 1 - Risk Based Capital Requirements
                Schedule 1 - Annexures
Schedule 2 - NTA Requirements - Deleted 19/02/24
Schedule 3 - Clearing Agreements - Minimum Terms
Schedule 4 - Settlement Services Agreement (Cash Market Transactions) - Minimum Terms
Schedule 5 - Derivatives Client Agreement - Minimum Terms
Schedule 6 - Derivatives Client Agreement - Minimum Terms Change Notification
Schedule 7 - Partial Termination
ASX Clear Operating Rules Procedures
ASX Clear Operating Rules Procedures - Annexure 1
ASX Clear Operating Rules Procedures - Annexure 2
ASX Clear Operating Rules Procedures - Annexure 3 - Deleted 15/06/15
ASX Clear Operating Rules Procedures - Annexure 4
ASX Clear Operating Rules Procedures - Annexure 5 - Deleted 15/06/15
ASX Clear Operating Rules Procedures - Annexure 6 - Deleted 15/06/15
ASX Clear Operating Rules Procedures - Annexure 7 - Deleted 15/06/15
ASX Clear Operating Rules Procedures - Annexure 8
ASX Clear Operating Rules Procedures - Annexure 9 - Deleted 07/06/13
ASX Clear Operating Rules Procedures - Annexure 10 - Deleted 07/06/13
ASX Clear Operating Rules Procedures - Annexure 11 - Deleted 28/04/14
ASX Clear Operating Rules Procedures - Annexure 12 - Deleted 04/05/15
ASX Clear Operating Rules Procedures - Annexure 13
Name Size Upload Date

ASX Clear Operating Rule Waivers: 1-15 November 2025 (No Waivers Granted for this period)


44KB 01/12/2025

ASX Clear Operating Rule Waivers: 16-31 October 2025 (No Waivers Granted for this period)


44KB 12/11/2025

ASX Clear Operating Rule Waivers: 1-15 October 2025 (No Waivers Granted for this period)


43KB 26/10/2025

ASX Clear Operating Rule Waivers: 16-30 September 2025 (No Waivers Granted for this period)


44KB 15/10/2025
ASX Clear Operating Rule Waivers: 1-15 September 2025
63KB 13/10/2025
ASX Clear Operating Rule Waivers: 16-31 August 2025
63KB 24/09/2025
ASX Clear Operating Rule Waivers: 1-15 August 2025
67KB 05/09/2025
ASX Clear Operating Rule Waivers: 16-31 July 2025
68KB 19/08/2025
ASX Clear Operating Rule Waivers: 1-15 July 2025
63KB 05/08/2025
ASX Clear Operating Rule Waivers: 16-30 June 2025
63KB 17/07/2025
ASX Clear Operating Rule Waivers: 1-15 June 2025
63KB 02/07/2025
ASX Clear Operating Rule Waivers: 16-31 May 2025
64KB 18/06/2025
ASX Clear Operating Rule Waivers: 1-15 May 2025
63KB 04/06/2025
ASX Clear Operating Rule Waivers: 16-30 April 2025
63KB 22/05/2025
ASX Clear Operating Rule Waivers: 1-15 April 2025
63KB 12/05/2025
ASX Clear Operating Rule Waivers: 16-31 March 2025
63KB 17/04/2025
ASX Clear Operating Rule Waivers: 1-15 March 2025
63KB 01/04/2025
ASX Clear Operating Rule Waivers: 16-28 February 2025
64KB 20/03/2025
ASX Clear Operating Rule Waivers: 1-15 February 2025
63KB 07/03/2025
ASX Clear Operating Rule Waivers: 16-31 January 2025
63KB 19/02/2025
ASX Clear Operating Rule Waivers: 1-15 January 2025
63KB 05/02/2025