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ASX Listing Rules

ASX Listing Rules

Below you will find a list of sections which are available for download in PDF format. PDF documents require Adobe Acrobat Reader.

The sections are available to view only and cannot be printed.

The Rules are available as subscription services by contacting our Authorised Publisher, LexisNexis at customersupport@lexisnexis.com.au or via phone on 1800 772 772. You can also sign up to LexisNexis ASX Alerts service; click here to subscribe for free.

Click here to take the ASX Listing Rules Compliance Course approved for persons responsible for communicating with ASX on Listing Rule matters.

AppendixDescription
1AASX Listing Application
1BASX Debt Listing Application
1CASX Foreign Exempt Listing Application
2AApplication for Quotation of Securities
3ATimetable
3A.1Notification of Dividend / Distribution
3A.2Notification of Interest Payment or Interest Rate Change
3A.3Notification of Reorganisation of Capital – Security Consolidation or Split
3A.4Notification of Reorganisation of Capital – Return of Capital (Cash)
3A.5Notification of Reorganisation of Capital – Return of Capital by way of In Specie Distribution of Securities in Another Entity
3A.6Notification of Call – No Liability Company or Call/Instalment – Entities Except No Liability Companies
3BNotification of Proposed Issue of Securities
3CAnnouncement of Buy-back (Except Minimum Holding Buy-back)
3D[Deleted]
3E[Deleted]
3F[Deleted]
3GNotification of Issue, Conversion or Payment up of Equity Securities
3HNotification of cessation of securities
3XInitial Director's Interest Notice
3YChange of Director’s Interest Notice
3ZFinal Director’s Interest Notice
4AStatement of CDIs on Issue
4BHalf Yearly/Preliminary Final Report - Superseded. Please use Appendix 4D
4CQuarterly Cash Flow Report for Entities Subject to Listing Rule 4.7B
4DHalf Year Report Period ending on or after 30 June 2003
4EPreliminary Final Report Period ending on or after 30 June 2003
4FChange of balance date 12 month period ending on or after 30 June 2003
4GKey to Disclosures Corporate Governance Council Principles and Recommendations
5AAustralasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves
5BMining Exploration Entity or Oil and Gas Exploration Entity Quarterly Cash Flow Report
6ATimetables
7ATimetables
8ATime Limits
9ARestriction Deed
9BRestrictions on Securities
9CRestriction notice
15AProvisions required by rule 15.11.1
15BProvisions required by rule 15.11.1
Name Size
1. Applying for Admission - ASX Listings
791KB
2. Stapled Securities
81KB
3. Co-Operatives and Mutuals Listing on ASX
301KB
4. Foreign Entities Listing on ASX
421KB
5. CHESS Depositary Interests
300KB
6. Trusts
69KB
7. US Companies - Regulation S Offerings on ASX
291KB
8. Continuous Disclosure: Listing Rules 3.1 - 3.1B
1MB
9. Disclosure of Corporate Governance Practices
434KB
10. Review of Operations and Activities: Listing Rule 4.10.17
160KB
11. Restricted Securities and Voluntary Escrow
718KB
12. Significant Changes to Activities
693KB
13. Spin-outs of Major Assets
305KB
14. ASX Market Announcements Platform
300KB
15. ASX Listing Fees
240KB
15A. Schedule of ASX Listing Fees
147KB
16. Trading Halts
178KB
17. Waivers and In-Principle Advice
268KB
18. Market Codes and Trading Procedures
95KB
19. Performance Securities
374KB
20. ASX Online
303KB
21. The Restrictions on Issuing Equity Securities in Chapter 7 of the Listing Rules
798KB
22. Director Disclosure of Interests and Transactions in Securities - Obligations of Listed Entities
135KB
23. Quarterly Reports
283KB
24. Acquisitions and Disposals of Substantial Assets Involving Persons in a Position of Influence
417KB
25. Issues of Equity Securities to Persons in a Position of Influence
510KB
26. Management Agreements
125KB
27. Trading Policies
362KB
28. Reasonable Fees for Activities Covered by Listing Rule 8.14.1
70KB
29. Applying for Admission – ASX Debt Listings
377KB
30. Notifying Changes in Issued Securities and Applying For Quotation of New or Additional Securities
548KB
31. Reporting on Mining Activities
162KB
32. Reporting on Oil & Gas Activities
523KB
33. Removal of Entities from the ASX Official List
316KB
34. Naming Conventions for Debt and Hybrid Securities
254KB
35. Security Holder Resolutions
273KB